19-00519 | 04/08/2021 | Claimant(s): Claimant Lawyers(s): Respondent(s): TD Ameritrade., Purshe Kaplan Sterling Investments Respondent Lawyers(s): Neil S. Baritz, Sanay B. Panchal Arbitrator(s): Richard D. Fincher, Delores Manwar, Kenneth Layne Morrill Hearing Site: Phoenix, AZ
| | Expungement |
16-02247 | 02/16/2018 | Claimant(s): Robert and Cherie Kirk Claimant Lawyers(s): Robert D. Kirk Respondent(s): Brian Filizetti, Debra Underwood, Kyle Edsall, Lisa Lawrence, Invest Financial Corporation, Thomas Martell Respondent Lawyers(s): Edwin A. Barkel Arbitrator(s): Timothy J. Kroll, Donald Dreyfus, Delores Manwar Hearing Site: Phoenix, AZ
| | Expungement |
13-02621 | 08/16/2016 | Claimant(s): Hopi Tribe Claimant Lawyers(s): Joe Kronawitter Respondent(s): Daniel Allen, David Boling, James Roy, Morgan Keegan & Company., Richard Murray, William Thompson Respondent Lawyers(s): Ben Suter, Joseph L. Hood Arbitrator(s): William M. Howard, Delores Manwar, Roger A. Geddes Hearing Site: Phoenix, AZ
| | Expungement |
10-03515 | 10/24/2011 | Claimant(s): Estelle Thompson Claimant Lawyers(s): William J. Gladden Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Avital Stadler Arbitrator(s): David J. Anderson, Holly A. Hart, Delores Manwar Hearing Site: Birmingham, AL
| | $300 |