| 09-04138 | 01/07/2013 | Claimant(s): Julia Hussey
Claimant Lawyers(s): William J. Gladden
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Avi Stadler
Arbitrator(s): Romaine L. Gardner, Carolyn A. Mann, Stephen Laughlin Eddy
Hearing Site: Memphis, TN
|  | $0 |
| 11-04213 | 12/10/2012 | Claimant(s): Natalie Faith
Claimant Lawyers(s): William J. Gladden
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Edward R. Niederriter, Robert G. Geeseman, Scott Manker
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-00302 | 11/19/2012 | Claimant(s): Earl King
Claimant Lawyers(s): William J. Gladden
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas Barnett
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Memphis, TN
| | $0 |
| 09-01269 | 04/05/2012 | Claimant(s): Sara Byrd
Claimant Lawyers(s): William J. Gladden
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Charles F. Custer, Peter A. Scarpato, Lisa Blunk Johnson
Hearing Site: Nashville, TN
| | $0 |
| 10-03515 | 10/24/2011 | Claimant(s): Estelle Thompson
Claimant Lawyers(s): William J. Gladden
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Avital Stadler
Arbitrator(s): David J. Anderson, Holly A. Hart, Delores Manwar
Hearing Site: Birmingham, AL
| | $300 |
| 09-05255 | 10/18/2010 | Claimant(s): Raymond Cole
Claimant Lawyers(s): William J. Gladden
Respondent(s): Douglas Cochran, Morgan Stanley & Co.
Respondent Lawyers(s): Cassandra Knight
Arbitrator(s): Leon G. Mackey, Patricia G. Parthe, Richard D. Fincher
Hearing Site: Phoenix, AZ
| | $270,600 |
| 08-03012 | 05/17/2010 | Claimant(s): Tracy Scruggs, Andrew C. Scruggs and Tracy H. Scruggs
Claimant Lawyers(s): William J. Gladden
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): M. Jason Hale
Arbitrator(s): Jeffrey M. Bain, G. Brooks Euler, Kevin Clark
Hearing Site: Nashville, TN
| | $50,300 |
| 08-03370 | 11/13/2009 | Claimant(s): Percy Dover and Karen Dover
Claimant Lawyers(s): William J. Gladden
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Colleen D. Hitch
Arbitrator(s): Richard L. Oates, Donald K. Eckhardt, Jerry L. Hooper
Hearing Site: Memphis, TN
| | $0 |
| 07-00736 | 04/18/2008 | Claimant(s): Diane Moss
Claimant Lawyers(s): William J. Gladden
Respondent(s): Cheryl Jimerson, Gregory Martino, Westrock Advisors.
Respondent Lawyers(s): Cheryl Diane Jimerson, Robert Giavocias
Arbitrator(s): Charles F. Brennan, Frank J. Spencer, Stewart E. Winner
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
