Potomac Analytics' Logo

FINRA Awards for William J. Gladden

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0413801/07/2013Claimant(s): Julia Hussey
Claimant Lawyers(s): William J. Gladden
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Avi Stadler
Arbitrator(s): Romaine L. Gardner, Carolyn A. Mann, Stephen Laughlin Eddy
Hearing Site: Memphis, TN
Checkmark Icon$0
11-0421312/10/2012Claimant(s): Natalie Faith
Claimant Lawyers(s): William J. Gladden
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Edward R. Niederriter, Robert G. Geeseman, Scott Manker
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
12-0030211/19/2012Claimant(s): Earl King
Claimant Lawyers(s): William J. Gladden
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas Barnett
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Memphis, TN
Checkmark Icon$0
09-0126904/05/2012Claimant(s): Sara Byrd
Claimant Lawyers(s): William J. Gladden
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Charles F. Custer, Peter A. Scarpato, Lisa Blunk Johnson
Hearing Site: Nashville, TN
Checkmark Icon$0
10-0351510/24/2011Claimant(s): Estelle Thompson
Claimant Lawyers(s): William J. Gladden
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Avital Stadler
Arbitrator(s): David J. Anderson, Holly A. Hart, Delores Manwar
Hearing Site: Birmingham, AL
Checkmark Icon$300
09-0525510/18/2010Claimant(s): Raymond Cole
Claimant Lawyers(s): William J. Gladden
Respondent(s): Douglas Cochran, Morgan Stanley & Co.
Respondent Lawyers(s): Cassandra Knight
Arbitrator(s): Leon G. Mackey, Patricia G. Parthe, Richard D. Fincher
Hearing Site: Phoenix, AZ
Checkmark Icon$270,600
08-0301205/17/2010Claimant(s): Tracy Scruggs, Andrew C. Scruggs and Tracy H. Scruggs
Claimant Lawyers(s): William J. Gladden
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): M. Jason Hale
Arbitrator(s): Jeffrey M. Bain, G. Brooks Euler, Kevin Clark
Hearing Site: Nashville, TN
Checkmark Icon$50,300
08-0337011/13/2009Claimant(s): Percy Dover and Karen Dover
Claimant Lawyers(s): William J. Gladden
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Colleen D. Hitch
Arbitrator(s): Richard L. Oates, Donald K. Eckhardt, Jerry L. Hooper
Hearing Site: Memphis, TN
Checkmark Icon$0
07-0073604/18/2008Claimant(s): Diane Moss
Claimant Lawyers(s): William J. Gladden
Respondent(s): Cheryl Jimerson, Gregory Martino, Westrock Advisors.
Respondent Lawyers(s): Cheryl Diane Jimerson, Robert Giavocias
Arbitrator(s): Charles F. Brennan, Frank J. Spencer, Stewart E. Winner
Hearing Site: New York, NY
Checkmark IconStipulated Award and Expungement

9 Results

Display: