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FINRA Awards for Peter A. Scarpato

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0123401/09/2014Claimant(s): Yolanda Blount
Claimant Lawyers(s): Yolanda Fae Blount
Respondent(s): NYLife Securities LLC, NYLife Insurance Company of Arizona, New York Life Insurance & Annuity Corp., New York Life Insurance Company
Respondent Lawyers(s): Paul C. Evans
Arbitrator(s): Alan J. Blocher, Peter A. Scarpato, Timothy James Potero
Hearing Site: Philadelphia, PA
12-0153109/23/2013Claimant(s): Meryl Kauff, Philip Kauff
Claimant Lawyers(s): Alan L. Frank
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Jeffrey C. Primiano
Arbitrator(s): Felix A. Meschini, Paul Ribner, Peter A. Scarpato
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
09-0126904/05/2012Claimant(s): Sara Byrd
Claimant Lawyers(s): William J. Gladden
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Charles F. Custer, Peter A. Scarpato, Lisa Blunk Johnson
Hearing Site: Nashville, TN
Checkmark Icon$0

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