| 17-01523 | 02/13/2019 | Claimant(s): Ion Zupcu, Rodica Zupcu
Claimant Lawyers(s): Timothy J. O'Connor
Respondent(s): Kenneth Christman, Stifel, Nicolaus & Co.., Theresa Scott
Respondent Lawyers(s): Jeffrey C. Primiano
Arbitrator(s): Veronica Ann Williams
Hearing Site: New York, NY
|  | Expungement |
| 17-02175 | 11/12/2018 | Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Michael Levy
Respondent Lawyers(s): Jerry W. Sullivan
Arbitrator(s): Lawrence R. Maxwell
Hearing Site: New Orleans, LA
| | |
| 18-01717 | 09/07/2018 | Claimant(s): Stifel, Nicolaus & Co.., Keefe, Bruyette & Woods.
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Duncan Preston
Respondent Lawyers(s): Duncan Preston
Arbitrator(s): William M. Getzoff
Hearing Site: St. Louis, MO
| | |
| 16-02447 | 04/06/2017 | Claimant(s): Bennie Greenwell, WH Greenwell
Claimant Lawyers(s): Thomas E. McElyea
Respondent(s): Stifel, Nicolaus & Co.., Mark Damron
Respondent Lawyers(s): Jeffrey C. Primiano
Arbitrator(s): Robert J. Gregory
Hearing Site: Little Rock, AR
| | $0 |
| 16-01640 | 11/17/2016 | Claimant(s): Jane Schultz
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Jeffrey C. Primiano
Arbitrator(s): Richard E. Miley
Hearing Site: Charlotte, NC
| | $9,850 |
| 16-01341 | 11/08/2016 | Claimant(s): Patricia FitzPatrick, Henry B FitzPatrick Jr, Trust
Claimant Lawyers(s): Patricia F Donlon
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Jeffrey C. Primiano
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Philadelphia, PA
| | $0 |
| 16-00524 | 10/10/2016 | Claimant(s): Shari Osweiler Swartz
Claimant Lawyers(s): Shari Osweiler Swartz
Respondent(s): Stifel, Nicolaus & Co.., John Horton, Joshua Horton
Respondent Lawyers(s): Jeffrey C. Primiano
Arbitrator(s): Charles Scott McClellan
Hearing Site: Helena, MT
| | $0 |
| 15-01096 | 08/25/2016 | Claimant(s): Camille Pisciotto
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Jeffrey C. Primiano
Arbitrator(s): Shelley Teitelbaum, Sandra J. Mullings, Noel B. Berman
Hearing Site: New York, NY
| | Expungement |
| 16-00244 | 07/06/2016 | Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Arthur King
Respondent Lawyers(s): Arthur Kenneth King
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Birmingham, AL
| | |
| 14-03462 | 03/29/2016 | Claimant(s): Robert Berger, Ronnie Berger, Robert Berger CPA Profit Sharing Plan, Robert & Ronnie Berger Revocable Trust
Claimant Lawyers(s): Jared A. Levy
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Jeffrey C. Primiano
Arbitrator(s): Monica I. Salis, Lawrence M. Green, James M. Scutti
Hearing Site: Boca Raton, FL
| | Expungement |
