21-02786 | 09/09/2022 | Claimant(s): Boris Desancic Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Waddell & Reed Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Charles Scott McClellan Hearing Site: Seattle, WA
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21-01120 | 04/04/2022 | Claimant(s): Brian Decker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group, Pacific West Securities. Respondent Lawyers(s): Corporate Officer, Jennifer E. Novoselsky Arbitrator(s): Stephany Adriene Watson, Joan M. Schroeder, Charles Scott McClellan Hearing Site: Seattle, WA
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21-00281 | 11/23/2021 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Amy O. Roberts Respondent(s): Susan Lawrence Respondent Lawyers(s): H. Troy Romero Arbitrator(s): Jeanne C Stilwell, David William Hickman, Charles Scott McClellan Hearing Site: Seattle, WA
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20-02894 | 04/28/2021 | Claimant(s): Grant Johnstone Claimant Lawyers(s): John T. Carr Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Charles Scott McClellan Hearing Site: Portland, OR
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18-01781 | 03/06/2020 | Claimant(s): Steve Carver IRA Claimant Lawyers(s): Jeffrey S. Eisenberg Respondent(s): Francis Lorenzo, Gregg Lorenzo, Charles Vista LLC Respondent Lawyers(s): Francis Vincent Lorenzo, Gregg Lorenzo, Robyn D. Paster Arbitrator(s): Charles Scott McClellan, Chris Robert Youtz, Sandra Palmer Hearing Site: Seattle, WA
| | $0 |
18-03155 | 02/03/2020 | Claimant(s): Erinn Ford Claimant Lawyers(s): Amir Tadjedin Respondent(s): Pacific West Securities. Respondent Lawyers(s): Philip A. Pizelo Arbitrator(s): Frederick B. Mueller, Charles Scott McClellan, Ian Stephen Birk Hearing Site: Seattle, WA
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18-02830 | 02/26/2019 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Timothy N. Will Respondent(s): Paul Ellis Respondent Lawyers(s): Bridget Donegan Arbitrator(s): Charles Scott McClellan Hearing Site: Seattle, WA
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18-00026 | 01/16/2019 | Claimant(s): George Booth Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Woodstock Financial Group. Respondent Lawyers(s): Scott Holcomb Arbitrator(s): Charles Scott McClellan Hearing Site: Seattle, WA
| | $0 |
17-02001 | 12/28/2018 | Claimant(s): Sarah Carlson Claimant Lawyers(s): David John Freniere Respondent(s): Todd Koyama Respondent Lawyers(s): Jeremy Hyndman Arbitrator(s): John A. Bender, G. E. Craig Doupe, Charles Scott McClellan Hearing Site: Seattle, WA
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15-01567 | 11/18/2016 | Claimant(s): Dennis Stefani Claimant Lawyers(s): Glenn E. Tremper Respondent(s): Edward Jones Respondent Lawyers(s): Jennifer Porter Arbitrator(s): Philip Aaron Tymon, David William Hickman, Charles Scott McClellan Hearing Site: Helena, MT
| | Expungement |