| 20-02282 | 04/19/2021 | Claimant(s): Dennis Herrera
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Aegis Capital Corp., Blackbook Capital, Charles Vista LLC, Hunter Scott Financial LLC, John Thomas Financial
Respondent Lawyers(s): Anthony C. Naccarelli, Franklin Ogele, Gregg Lorenzo, Maria Cummings, Peter Gouzos
Arbitrator(s): Harvey Barrison
Hearing Site: New York, NY
| | |
| 18-01781 | 03/06/2020 | Claimant(s): Steve Carver IRA
Claimant Lawyers(s): Jeffrey S. Eisenberg
Respondent(s): Francis Lorenzo, Gregg Lorenzo, Charles Vista LLC
Respondent Lawyers(s): Francis Vincent Lorenzo, Gregg Lorenzo, Robyn D. Paster
Arbitrator(s): Charles Scott McClellan, Chris Robert Youtz, Sandra Palmer
Hearing Site: Seattle, WA
|  | $0 |
| 17-01059 | 04/06/2018 | Claimant(s): Steven Carver
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Adam Spero, Anthony Urrico, Joseph Varvara, Michael Molinaro, Charles Vista LLC
Respondent Lawyers(s): Gregg Lorenzo, MIchael P. Gilmore, Michael Robert Molinaro
Arbitrator(s): Craig Charles Beles
Hearing Site: Seattle, WA
| | Dismissed by Rule 12206 |
| 14-00451 | 08/10/2017 | Claimant(s): Dominic Cammareri
Claimant Lawyers(s): Christine Lazaro
Respondent(s): Charles Vista LLC
Respondent Lawyers(s): Greg Lorenzo
Arbitrator(s): Gregory J. Getz
Hearing Site:
| | $15,557 |
