| 20-02282 | 04/19/2021 | Claimant(s): Dennis Herrera
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Aegis Capital Corp., Blackbook Capital, Charles Vista LLC, Hunter Scott Financial LLC, John Thomas Financial
Respondent Lawyers(s): Anthony C. Naccarelli, Franklin Ogele, Gregg Lorenzo, Maria Cummings, Peter Gouzos
Arbitrator(s): Harvey Barrison
Hearing Site: New York, NY
| | |
| 17-02606 | 01/16/2019 | Claimant(s): Debra Korn, Eric Korn, Victoria Korn
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Franklin Ogele, William Broccio, Blackbook Capital
Respondent Lawyers(s): Franklin Ogele, William Joseph Broccio
Arbitrator(s): Bryan Lane Berson
Hearing Site: New York, NY
|  | $0 |
| 16-01492 | 07/14/2017 | Claimant(s): Barbara Blethen, Christopher Wallace, Gerard Gawel, Marie Wallace
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Philip Fatta, Blackbook Capital, Legend Securities.
Respondent Lawyers(s): Franklin Ogele, Philip Orezio Fatta, Salvatore Caruso
Arbitrator(s): Daniel Robbins, Dolores D. Balsamo, Harrison Johnson
Hearing Site: New York, NY
| | $584,796 |
| 15-00607 | 05/18/2016 | Claimant(s): Christopher Griffith, Gregory Martino
Claimant Lawyers(s): Christopher Griffith, Gregory Martino
Respondent(s): Darnell Deans, Franklin Ogele, Blackbook Capital LLC
Respondent Lawyers(s): Darnell Deans, Michael James Maloney
Arbitrator(s): Linda J. Baer, Theodore M. Davis, James Vincent Poma
Hearing Site: New York, NY
| | |
| 15-00563 | 11/12/2015 | Claimant(s): Blackbook Capital LLC
Claimant Lawyers(s): Franklin Ogele
Respondent(s): Thomas Tedeschi
Respondent Lawyers(s): Thomas John Tedeschi
Arbitrator(s): Alexandra L. Dunaif
Hearing Site: New York, NY
| | |
| 15-00562 | 10/12/2015 | Claimant(s): Blackbook Capital LLC
Claimant Lawyers(s): Franklin Ogele
Respondent(s): Jacob Kracht Russo
Respondent Lawyers(s): Jacob Kracht Russo
Arbitrator(s): Kevin P. Feerick
Hearing Site: New York, NY
| | |
| 14-01053 | 12/19/2014 | Claimant(s): Gerald Macaree
Claimant Lawyers(s): Michael Lauterborn
Respondent(s): Franklin Ogele, Patrick White, Blackbook Capital LLC
Respondent Lawyers(s): Michael Utilla
Arbitrator(s): Denzil J. Klippel
Hearing Site: New York, NY
| | Expungement |
