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FINRA Awards for Michael Utilla

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Displaying 10 out of 10 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0081111/20/2024Claimant(s): Chad Harman
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Chelsea Financial Services
Respondent Lawyers(s): Michael Utilla
Arbitrator(s): Tina Alison Davis, William G Brown, Richard Shane Geist
Hearing Site: Wichita, KS
Checkmark IconDismissed by Rule 12206
23-0323110/21/2024Claimant(s): Anita Marchesani, Colleen Stremel, Douglas Hodczak, Frank Marchesani, Lauren LaPlante-Rottman IRA, Scotty Beevers
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): John Pisapia, Chelsea Financial Services
Respondent Lawyers(s): Michael Utilla
Arbitrator(s): Denise L. Presley, Gene M. Bauer, John George Neylon
Hearing Site: Boston, MA
Checkmark IconDismissed by Rule 12206(a)
20-0372012/22/2021Claimant(s): Francis Mitchell
Claimant Lawyers(s): Francis G. Mitchell
Respondent(s): Christopher Frattini, Gregory Hatzimichael, Mozart Prudent
Respondent Lawyers(s): Michael Utilla
Arbitrator(s): Elizabeth Gilbert, David I. Goldblatt, Robert Morris
Hearing Site: New York, NY
19-0224105/29/2020Claimant(s): Jerry Wells
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Jamie Worden, Louis Ambrosio, Worden Capital Management LLC
Respondent Lawyers(s): Michael Utilla
Arbitrator(s): Douglas Wade Carvell
Hearing Site: Dallas, TX
Checkmark Icon$0
17-0145811/17/2017Claimant(s): Brett Hart
Claimant Lawyers(s): Joshua Kons
Respondent(s): James Pecoraro
Respondent Lawyers(s): Michael Utilla
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
Checkmark IconExpungement
14-0387507/08/2015Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Katie Ambroziak
Respondent(s): Steven Bencivenga
Respondent Lawyers(s): Michael Utilla
Arbitrator(s): Stephen A. Weiner
Hearing Site: New York, NY
14-0105312/19/2014Claimant(s): Gerald Macaree
Claimant Lawyers(s): Michael Lauterborn
Respondent(s): Franklin Ogele, Patrick White, Blackbook Capital LLC
Respondent Lawyers(s): Michael Utilla
Arbitrator(s): Denzil J. Klippel
Hearing Site: New York, NY
Checkmark IconExpungement
09-0424704/29/2010Claimant(s): Emmanuel Kpabitey
Claimant Lawyers(s): Emmanuel Tetteh Kpabitey
Respondent(s): Costa Tzotzis, Darin Haines
Respondent Lawyers(s): Michael Utilla
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
08-0243402/10/2009Claimant(s): Boris Shteyngart
Claimant Lawyers(s): Michael Utilla
Respondent(s): Anthony Salino, Leonard Demers, Mercer Capital Ltd.
Respondent Lawyers(s): Stephen B. Wexler
Arbitrator(s): Susan C. Lushing
Hearing Site: New York, NY
07-0069001/08/2008Claimant(s): Skips A/S Lodd
Claimant Lawyers(s): Conrad T. Gogstad
Respondent(s): Jason Pinsky, Harrison Securities.
Respondent Lawyers(s): Frederick Blumer, Michael Utilla
Arbitrator(s): Robert S. Getman
Hearing Site: New York, NY
Checkmark Icon$4,850

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