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FINRA Awards for Costa Tzotzis

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0044009/17/2018Claimant(s): Costa Tzotzis
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Prestige Financial Center.
Respondent Lawyers(s): Corporate Office
Arbitrator(s): Lorrie E Whitfield
Hearing Site: New York, NY
15-0122501/06/2017Claimant(s): Paul & Beatrice Hessong
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Buda Yao, Costa Tzotzis, James Webb, Jeff Bodner, Michael Lovett, Cape Securities Inc.
Respondent Lawyers(s): Judy Newcomb
Arbitrator(s): David L. Ruderman, Jane Tam, Harold Craig Cohen
Hearing Site: Baltimore, MD
Checkmark Icon$0
09-0424704/29/2010Claimant(s): Emmanuel Kpabitey
Claimant Lawyers(s): Emmanuel Tetteh Kpabitey
Respondent(s): Costa Tzotzis, Darin Haines
Respondent Lawyers(s): Michael Utilla
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
08-0454110/12/2009Claimant(s): Costa Tzotzis, Darin Haines, Prestige Financial Center.
Claimant Lawyers(s): Brian Reis
Respondent(s): Niles Management Leasing Corp.
Respondent Lawyers(s): Karl Azai
Arbitrator(s): Arnold Wagner
Hearing Site: New York, NY
Checkmark Icon$0

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