| 24-00773 | 10/02/2024 | Claimant(s): Christopher Gordon
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Lincoln Financial Securities Corporation
Respondent Lawyers(s): Richard E. Ramirez
Arbitrator(s): Peter Ordower, Benjamin F. Breslauer, Neil Harvey Smith
Hearing Site: Baltimore, MD
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| 23-02984 | 09/20/2024 | Claimant(s): Brian Horn
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Richard E. Ramirez
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
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| 23-00800 | 09/04/2024 | Claimant(s): Lin Ren
Claimant Lawyers(s): Caleb Kruckenberg
Respondent(s): Truist Investment Services., Yeoshen Tsui, Yu Tang
Respondent Lawyers(s): Joseph C. Coates, III
Arbitrator(s): Daniel J. Donovan, Larry E. Ray, Geoffrey A. Drucker
Hearing Site: Baltimore, MD
|  | Expungement |
| 23-01387 | 06/18/2024 | Claimant(s): Michael Schenking
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Thomas B. Corey
Hearing Site: Baltimore, MD
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| 23-02962 | 06/14/2024 | Claimant(s): Michael McFeeley
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Richard E Ramirez
Arbitrator(s): Thomas J. Dolina
Hearing Site: Baltimore, MD
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| 22-01614 | 05/15/2024 | Claimant(s): Christopher Wienecke
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Yvette Cecilia Hatfield
Hearing Site: Baltimore, MD
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| 23-01327 | 04/25/2024 | Claimant(s): Gregory Malin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cetera Investment Services.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Thomas B. Corey
Hearing Site: Baltimore, MD
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| 23-02956 | 04/18/2024 | Claimant(s): Tatyana Bunich
Claimant Lawyers(s): Robert Moses
Respondent(s): Independent Financial Group.
Respondent Lawyers(s): Sarah J. Kreisman
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
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| 23-01519 | 04/08/2024 | Claimant(s): Stephen Ridge
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Elena D. Marcuss
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
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| 19-00322 | 02/23/2024 | Claimant(s): Griffin Financial Group
Claimant Lawyers(s): Daniel B. Huyett
Respondent(s): F.N.B. Corporation, First National Bank of Pennsylvania
Respondent Lawyers(s): Michael E. Blumenfeld
Arbitrator(s): James Gregory Yawman, Daniel J. Donovan
Hearing Site: Baltimore, MD
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