23-03030 | 08/23/2024 | Claimant(s): Mark Rothstein Claimant Lawyers(s): Tadeusz McMahon Respondent(s): LPL Financial LLC, Independent Financial Group., Centaurus Financial. Respondent Lawyers(s): Jon D. Kaplon, Michael J. Carey, Sarah J. Kreisman Arbitrator(s): Erik R. Siering Hearing Site: San Diego, CA
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23-02956 | 04/18/2024 | Claimant(s): Tatyana Bunich Claimant Lawyers(s): Robert Moses Respondent(s): Independent Financial Group. Respondent Lawyers(s): Sarah J. Kreisman Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD
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22-00721 | 06/01/2023 | Claimant(s): William Morrow Claimant Lawyers(s): Zachary Morse Respondent(s): Titan/Value Equities Group., Independent Financial Group., Value Equities Corporation Respondent Lawyers(s): Michael Mullenniex, Robert L. Dix, Sarah J. Kreisman Arbitrator(s): Morris S. Getzels Hearing Site: San Diego, CA
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22-00284 | 12/13/2022 | Claimant(s): Gerhard Heuer Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Independent Financial Group., Thrivent Investment Management Inc. Respondent Lawyers(s): Sarah J. Kreisman, Shannon M. Wheaton Arbitrator(s): Joseph L. Mangan, David William Hickman, Eric A LaBrant Hearing Site: Portland, OR
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21-00703 | 12/15/2021 | Claimant(s): Grant Blindbury Claimant Lawyers(s): Edward Scott Zusman Respondent(s): Independent Financial Group. Respondent Lawyers(s): Sarah J. Kreisman Arbitrator(s): Joseph C. Watson Hearing Site: Los Angeles, CA
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20-01563 | 11/20/2020 | Claimant(s): Barbara Ciany-Murray Claimant Lawyers(s): Barbara M. Ciany-Murray Respondent(s): Robert Turley, Independent Financial Group. Respondent Lawyers(s): Sarah J. Kreisman Arbitrator(s): Carl Shechter Hearing Site: Boca Raton, FL
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20-00649 | 11/10/2020 | Claimant(s): Robert Shelton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Independent Financial Group. Respondent Lawyers(s): Sarah J. Kreisman Arbitrator(s): Howard R. Gaines Hearing Site: Salt Lake City, UT
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20-00263 | 10/15/2020 | Claimant(s): Cynthia Couyoumjian Claimant Lawyers(s): Michael Bessette Respondent(s): Independent Financial Group. Respondent Lawyers(s): Sarah J. Kreisman Arbitrator(s): Robert B. Hansohn Hearing Site: Los Angeles, CA
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18-04344 | 11/08/2019 | Claimant(s): Cynthia Couyoumjian Claimant Lawyers(s): Harris Freedman Respondent(s): Independent Financial Group., The Equitable Life Assurance Society Of Respondent Lawyers(s): Sarah J. Kreisman, Timothy A. Hanna Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA
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18-03036 | 02/26/2019 | Claimant(s): William Isaacson Claimant Lawyers(s): Harris Freedman Respondent(s): Independent Financial Group., Quick & Reilly. Respondent Lawyers(s): Joel M. Everest, Sarah J. Kreisman Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL
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