Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02886 | 06/12/2024 | Claimant(s): Amber Stream Claimant Lawyers(s): Robert Moses Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Richard J. Lawrence Hearing Site: Seattle, WA | ||
| 23-02762 | 04/29/2024 | Claimant(s): Jeffrey Hill Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 23-02956 | 04/18/2024 | Claimant(s): Tatyana Bunich Claimant Lawyers(s): Robert Moses Respondent(s): Independent Financial Group. Respondent Lawyers(s): Sarah J. Kreisman Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD | ||
| 23-02197 | 03/21/2024 | Claimant(s): Robert Crothers Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): John Franklin Udochi Hearing Site: New York, NY | ||
| 23-02653 | 03/15/2024 | Claimant(s): Douglas Schiffmiller Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Linda J. Baer Hearing Site: New York, NY | ||
| 23-02564 | 02/23/2024 | Claimant(s): Evan Savarick Claimant Lawyers(s): Robert Moses Respondent(s): Morgan Stanley Respondent Lawyers(s): Brandy Fernandez Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY | ||
| 23-02128 | 02/09/2024 | Claimant(s): Andrew Perry, Todd Perry Claimant Lawyers(s): Robert Moses Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Guillermo L. Bosch Hearing Site: Philadelphia, PA | ||
| 23-01706 | 01/18/2024 | Claimant(s): Brian Farkas Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Brian John Gallagher Hearing Site: New York, NY | ||
| 23-01236 | 10/19/2023 | Claimant(s): Kenneth Stern Claimant Lawyers(s): Robert Moses Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Barbara M. Zak Hearing Site: San Diego, CA | ||
| 20-03180 | 06/03/2021 | Claimant(s): Chi-Hong Chu Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ |