Potomac Analytics' Logo

FINRA Awards for Kenneth Stern

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0123610/19/2023Claimant(s): Kenneth Stern
Claimant Lawyers(s): Robert Moses
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Barbara M. Zak
Hearing Site: San Diego, CA
13-0178510/02/2013Claimant(s): Kenneth Stern
Claimant Lawyers(s): Wendy S. Menghini
Respondent(s): Rohinton Rivetna
Respondent Lawyers(s): Benjamin Lapin
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
Expungement

2 Results

Display: