Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01538 | 03/22/2024 | Claimant(s): Hector Crespo Claimant Lawyers(s): Thomas McEvoy Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY | ||
| 23-02340 | 03/04/2024 | Claimant(s): Roxann Romano Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY | ||
| 23-02564 | 02/23/2024 | Claimant(s): Evan Savarick Claimant Lawyers(s): Robert Moses Respondent(s): Morgan Stanley Respondent Lawyers(s): Brandy Fernandez Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY | ||
| 23-01072 | 02/21/2024 | Claimant(s): Keith Medeck Claimant Lawyers(s): Craig A. Riha Respondent(s): Millennium Securities Corp. Respondent Lawyers(s): Consuelo Moretto Arbitrator(s): Jay F. Frascella, Gerald M. Levine, Melinda George-Bristol Hearing Site: New York, NY | ||
| 23-01363 | 12/27/2023 | Claimant(s): Mark Gopen, Philip Weinisch Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Jeanette E. Dennis Arbitrator(s): Thomas E. Duggan, Ellyn S. Roth, Gerald M. Levine Hearing Site: New York, NY | ||
| 23-00541 | 12/20/2023 | Claimant(s): Ghazaleh Ebrahimi Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Paul Klein Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY | ||
| 23-00406 | 10/19/2023 | Claimant(s): Christopher Ortiz Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Leona Beane, Gerald M. Levine, Matthew Anthony Tenteromano Hearing Site: New York, NY | ||
| 23-00225 | 06/15/2023 | Claimant(s): Eric Yamin Claimant Lawyers(s): David E. Robbins Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Madelyn A. Levy, Edward W. Morris, Gerald M. Levine Hearing Site: New York, NY | ||
| 22-00481 | 11/03/2022 | Claimant(s): Neil Gagnon Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Gilder Gagnon Howe & Co. LLC Respondent Lawyers(s): Elizabeth Curran Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY | ||
| 21-02194 | 03/15/2022 | Claimant(s): Albert Prisco Claimant Lawyers(s): Albert Joseph Prisco Respondent(s): Federated Securities. Respondent Lawyers(s): Denise Goldsmith Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY |