Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02340 | 03/04/2024 | Claimant(s): Roxann Romano Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY | ||
| 19-00628 | 10/13/2021 | Claimant(s): Anita Karsch, Estate of Alvin Ralph Karsch Claimant Lawyers(s): John E. Lawlor Respondent(s): Morgan Stanley, Roxann Romano Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Richard A. Cini, Michael Jaffe, Brian John Gallagher Hearing Site: New York, NY |  | Expungement |