| 18-02857 | 01/14/2022 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Briana Huffer
Respondent(s): Andrew Graves
Respondent Lawyers(s): Ethan A. Brecher
Arbitrator(s): Yvette Strong, Richard A. Cini, Teed J Welch
Hearing Site: New York, NY
| | |
| 19-00628 | 10/13/2021 | Claimant(s): Anita Karsch, Estate of Alvin Ralph Karsch
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Morgan Stanley, Roxann Romano
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Richard A. Cini, Michael Jaffe, Brian John Gallagher
Hearing Site: New York, NY
|  | Expungement |
| 18-04216 | 07/09/2021 | Claimant(s): Andrew Safran
Claimant Lawyers(s): Jonathan S. Sack
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Paul R. Walsh, Richard A. Cini, Mitchell Regenbogen
Hearing Site: New York, NY
| | |
| 18-04347 | 07/22/2019 | Claimant(s): Edward Stellingwerf
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Richard A. Cini
Hearing Site: New York, NY
| | |
| 17-00520 | 01/29/2018 | Claimant(s): Drema Weaver, BB&T Investment Services.
Claimant Lawyers(s): Katherine McGrail
Respondent(s): Carl Foxworth, Mollie Foxworth
Respondent Lawyers(s): Gene M. Connell
Arbitrator(s): Allan N. Taffet, Mary Ellen Burns, Richard A. Cini
Hearing Site: New York, NY
| | Expungement |
| 14-00136 | 12/30/2015 | Claimant(s): Jeffrey Cahoon
Claimant Lawyers(s): Marc A. Susswein
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Izabel P. McDonald
Arbitrator(s): William G. Binckes, Richard A. Cini, Kumar Atmakuri Ram
Hearing Site: New York, NY
| | |
