| 18-04216 | 07/09/2021 | Claimant(s): Andrew Safran
Claimant Lawyers(s): Jonathan S. Sack
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Paul R. Walsh, Richard A. Cini, Mitchell Regenbogen
Hearing Site: New York, NY
| | |
| 09-05060 | 11/04/2010 | Claimant(s): Syed Haider
Claimant Lawyers(s): Mark J. Astarita
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Vicki Z. Holleman, Michael E. Olney, Paul R. Walsh
Hearing Site: New York, NY
| | |
| 09-01863 | 07/01/2010 | Claimant(s): Joseph Amundsen
Claimant Lawyers(s): Joseph S. Amundsen
Respondent(s): Aaron Gilbert, Daniel Overmyer, Edward Overmyer, Jamie Cawley, Jesse Bookheim, COPS Worldwide., IDX Derivatives, Morton International Corporation
Respondent Lawyers(s): Aaron Gilbert, Compliance Officer, Daniel Overmyer, Edward Overmyer, George Brunelle, Jesse Louis Bookheim
Arbitrator(s): Ernest Fanwick, Joan M. Traub, Paul R. Walsh
Hearing Site: New York, NY
| | |
| 08-00405 | 02/18/2010 | Claimant(s): David Dateshidze, Irakli Gionti
Claimant Lawyers(s): Arnold I. Kalman
Respondent(s): RBC Dain Rauscher.
Respondent Lawyers(s): Brian F. Amery
Arbitrator(s): Barry A. Mahler, Clarence Smith, Paul R. Walsh
Hearing Site: New York, NY
|  | $1,065,600 |
| 08-01653 | 10/15/2009 | Claimant(s): Francois Pages
Claimant Lawyers(s): Hollis Gonerka Bart
Respondent(s): Calyon Securities (USA) Inc
Respondent Lawyers(s): Barbara M. Roth
Arbitrator(s): Annette B. Meyers, Michael S. Lazan, Paul R. Walsh
Hearing Site: New York, NY
| | |
| 06-05062 | 03/11/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Susan J. Steinthal
Respondent(s): Global Credit Partners
Respondent Lawyers(s): Harry J. Delagrammatikas
Arbitrator(s): Michael T. Curley, Andrew H. Freund, Paul R. Walsh
Hearing Site: New York, NY
| | |
| 06-02146 | 02/14/2008 | Claimant(s): Stifel, Nicolaus & Co.., Frank Whiteside, Robert Andresen, Stephen Jusick
Claimant Lawyers(s): Jeffrey J. Kalinowski, Robert Novack
Respondent(s): RBC Capital Markets Corporation
Respondent Lawyers(s): Scott J. Vold
Arbitrator(s): Robert S. Getman, Simone A. Muscarnera, Paul R. Walsh
Hearing Site: Newark, NJ
| | |
| 07-01034 | 09/18/2007 | Claimant(s): Big Apple Fuel.
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Penson Financial Services.
Respondent Lawyers(s): Timothy P. Davis
Arbitrator(s): James J. Fishman, Hilda H. Boas, Paul R. Walsh
Hearing Site: New York, NY
| | $0 |
| 06-01926 | 07/30/2007 | Claimant(s): Charles Ostrove
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Linda S. Cole, Paul R. Walsh, Michael F. Greco
Hearing Site: New York, NY
| | |
