Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-00707 | 04/08/2016 | Claimant(s): Estate of Florence Levine Claimant Lawyers(s): Michael D. Handelsman Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Alan S. Rafterman Arbitrator(s): John A. Scudiero, Robert S. Getman, Michael F. Greco Hearing Site: Newark, NJ |  | Dismissed by Rule 12504 |
| 08-04083 | 08/12/2009 | Claimant(s): Thomas Maoli Claimant Lawyers(s): Thomas M. Knepper Respondent(s): Morgan Stanley & Co., Marc Eisner Respondent Lawyers(s): August "Jamie" H. Schupp Arbitrator(s): Craig Scott Bartlett, Marilyn Chin, Michael F. Greco Hearing Site: Newark, NJ | | $174,464 |
| 06-01926 | 07/30/2007 | Claimant(s): Charles Ostrove Claimant Lawyers(s): Edward H. Glenn Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Linda S. Cole, Paul R. Walsh, Michael F. Greco Hearing Site: New York, NY |