15-00321 | 06/22/2017 | Claimant(s): David Murphy Claimant Lawyers(s): John D. Singer Respondent(s): Citigroup Global Markets., Citicorp Securities Services. Respondent Lawyers(s): Joseph Baumgarten Arbitrator(s): Linda S. Cole, Leslie Ruth Nydick, Anthony Dennis Perri Hearing Site: New York, NY
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13-03238 | 12/12/2016 | Claimant(s): Claimant Lawyers(s): Respondent(s): Bryan Lubitz, Trident Partners LTD Respondent Lawyers(s): Joseph F. Keenan, Robert I. Rabinowitz Arbitrator(s): Linda S. Cole, Vincent C. Pangia, Cynthia A. DiMarco Hearing Site: New York, NY
| | Stipulated Award |
09-03613 | 11/22/2010 | Claimant(s): Waterlight International S.A. Claimant Lawyers(s): Timothy P. Kebbe Respondent(s): Edward Marx, UBS Financial Services Inc. Respondent Lawyers(s): Eugene L. Small Arbitrator(s): Mitchell S. Friedman, Linda S. Cole, Jonathan Honig Hearing Site: New York, NY
| | Stipulated Award and Expungement |
09-02760 | 03/11/2010 | Claimant(s): Further Lane Securities, L.P. Claimant Lawyers(s): Carole R. Bernstein Respondent(s): Evan Schwartzberg, Odeon Capital Group LLC Respondent Lawyers(s): Alan Friedman Arbitrator(s): Earl S. Schwarz, Edward S. Bradley, Linda S. Cole Hearing Site: New York, NY
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08-03302 | 03/05/2010 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Diana Sur Respondent(s): Richard Riccio Respondent Lawyers(s): Richard J. Riccio Arbitrator(s): Burton M. Fendelman, Linda S. Cole, W. Jeffrey Weinlandt Hearing Site: New York, NY
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05-06051 | 01/16/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Erin E. Mac Avoy Respondent(s): Sean Daly Respondent Lawyers(s): Sean M. Daly Arbitrator(s): Linda S. Cole, Joshua Mark Zucker, Renee La Verne Ross CFP Hearing Site: New York, NY
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05-06503 | 12/28/2007 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Jennifer Woods-Burke Respondent(s): Michael Friedman Respondent Lawyers(s): Joseph F. Keenan Arbitrator(s): Vicki Z. Holleman, Robert Manfredo, Linda S. Cole Hearing Site: New York, NY
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06-00972 | 10/15/2007 | Claimant(s): The Gorak Foundation Trust Claimant Lawyers(s): Daniel L. Carroll Respondent(s): Dean Friedman Respondent Lawyers(s): Brett Sherman Arbitrator(s): Diane Ciccone, Linda S. Cole, Walter M. Schackman Hearing Site: New York, NY
| | $22,342 |
06-01926 | 07/30/2007 | Claimant(s): Charles Ostrove Claimant Lawyers(s): Edward H. Glenn Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Linda S. Cole, Paul R. Walsh, Michael F. Greco Hearing Site: New York, NY
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