| 19-00801 | 08/26/2022 | Claimant(s): Shlomo Salant
Claimant Lawyers(s): John D. Singer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kevin B. Walker
Arbitrator(s): Robert I. Adler, Peter E. Gillespie, Daniel Engelstein
Hearing Site: New York, NY
| | |
| 20-00113 | 05/02/2022 | Claimant(s): James Boland
Claimant Lawyers(s): John D. Singer
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Gabrielle Levin
Arbitrator(s): Madelon M. Rosenfeld, David Gary Jacobs, Dalia Zaza
Hearing Site: New York, NY
| | |
| 19-00803 | 11/16/2021 | Claimant(s): Adam Kaplan, Daniel Kaplan
Claimant Lawyers(s): John D. Singer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Andrew M. Schmertz, Ann Judith Gellis, Rick Rutman
Hearing Site: New York, NY
| | |
| 20-00660 | 09/18/2020 | Claimant(s): Daniel Nawrocki
Claimant Lawyers(s): John D. Singer
Respondent(s): Cowen and Company
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | |
| 15-02972 | 06/17/2019 | Claimant(s): Kyrill Firshein
Claimant Lawyers(s): John D. Singer
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Leni D. Battaglia
Arbitrator(s): Dan Brecher, Mary Julia O'Connell, Candi Marie Halbert
Hearing Site: New York, NY
| | |
| 17-01993 | 03/19/2019 | Claimant(s): Adam Kaplan, Daniel Kaplan
Claimant Lawyers(s): John D. Singer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Susan C. Lushing, Joseph I. Liebman, Lynnette Rich
Hearing Site: New York, NY
| | |
| 16-02323 | 12/19/2018 | Claimant(s): Robert Mulholland
Claimant Lawyers(s): John D. Singer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Eugene Scalia
Arbitrator(s): William H. Morley, Anna Lascar, Rebecca Ann Berlow
Hearing Site: New York, NY
| | |
| 14-00278 | 12/05/2018 | Claimant(s): Christopher Tisi
Claimant Lawyers(s): John D. Singer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Martin Jay Siegel, Sherri L. Hughes, John Michael Bergin
Hearing Site: New York, NY
| | |
| 16-02037 | 01/03/2018 | Claimant(s): Michael Sexton
Claimant Lawyers(s): John D. Singer
Respondent(s): Brett Grimes
Respondent Lawyers(s): Kevin K. Fitzgerald
Arbitrator(s): Arthur T. Berggren, Kevin Joseph Pilon, H. Stuart Waxman
Hearing Site: Los Angeles, CA
| | |
| 15-00970 | 12/13/2017 | Claimant(s): Marc Levy
Claimant Lawyers(s): John D. Singer
Respondent(s): MetLife Securities Inc.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Nancy Plesser Wendell, Phillip Weitzman
Hearing Site: New York, NY
| | |
