Potomac Analytics' Logo

FINRA Awards for Leni D. Battaglia

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0303512/27/2022Claimant(s): Ryan Lee
Claimant Lawyers(s): Laurence Landsman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Leni D. Battaglia
Arbitrator(s): Howard W. Hirschhorn, Jay Alan Kranis, William Travis
Hearing Site: New York, NY
15-0297206/17/2019Claimant(s): Kyrill Firshein
Claimant Lawyers(s): John D. Singer
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Leni D. Battaglia
Arbitrator(s): Dan Brecher, Mary Julia O'Connell, Candi Marie Halbert
Hearing Site: New York, NY
13-0370302/04/2015Claimant(s): Adeola Palmer
Claimant Lawyers(s): Brittany Weiner
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Leni D. Battaglia
Arbitrator(s): Julian F. Santos, Irwin Pronin, David J. Weisenfeld
Hearing Site: New York, NY

3 Results

Display: