| 23-02655 | 01/26/2024 | Claimant(s): Marshall Manoff
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
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| 19-03575 | 04/04/2022 | Claimant(s): Kimberly Hartman
Claimant Lawyers(s): Brittany Weiner
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Denis Dice
Arbitrator(s): Ellen F. Kandell, James Ray Eyler, Michele Francene Dandrea
Hearing Site: Baltimore, MD
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| 20-00169 | 09/03/2021 | Claimant(s): Dominick Pagliaro
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Elizabeth C. Polido
Arbitrator(s): Paul C. Tang, Carol Maria Luttati, Leland Harris
Hearing Site: New York, NY
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| 20-02229 | 01/28/2021 | Claimant(s): Joseph Dimauro
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Ira A. Auerbach
Hearing Site: New York, NY
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| 20-02227 | 01/13/2021 | Claimant(s): Joseph Dimauro
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Joan Maxine Secofsky
Hearing Site: New York, NY
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| 20-02228 | 12/23/2020 | Claimant(s): Joseph Dimauro
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Evdokia Sofos
Hearing Site: New York, NY
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| 18-02615 | 03/10/2020 | Claimant(s): Francisco Guadalupe
Claimant Lawyers(s): Brittany Weiner
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Frederic M. Rizzo, Leonard Arthur Nelson, David Michael Rafferty
Hearing Site: Chicago, IL
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| 18-03772 | 10/04/2019 | Claimant(s): Peter Dizdar
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Invest Financial Corporation
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Joseph H. Cerame
Hearing Site: Newark, NJ
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| 17-02847 | 04/23/2019 | Claimant(s): Daniel Alivernini
Claimant Lawyers(s): Brittany Weiner
Respondent(s): USAA Financial Advisors.
Respondent Lawyers(s): David W. Erb
Arbitrator(s): William F. Skewes, Samuel L. McClaren, John Jerold Barrett
Hearing Site: Denver, CO
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| 17-03097 | 11/16/2018 | Claimant(s): Darrell Avery
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Bankoh Investment Services.
Respondent Lawyers(s): Joachim Cox
Arbitrator(s): Richard B. Bullock, William W. Haskell, David I. Levine
Hearing Site: Honolulu, HI
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