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FINRA Awards for John Jerold Barrett

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0284704/23/2019Claimant(s): Daniel Alivernini
Claimant Lawyers(s): Brittany Weiner
Respondent(s): USAA Financial Advisors.
Respondent Lawyers(s): David W. Erb
Arbitrator(s): William F. Skewes, Samuel L. McClaren, John Jerold Barrett
Hearing Site: Denver, CO
08-0181604/09/2010Claimant(s): Emma Bufkin, The Trust Agreement of Emma Doris Bufkin
Claimant Lawyers(s): Michael P. Cillo
Respondent(s): Alton Mayeu, Merrill Lynch Pierce Fenner & Smith Inc., Sharon Bentz
Respondent Lawyers(s): Bradley B. Rounsaville, Stephen H. Kupperman
Arbitrator(s): Bruce Brown, Samuel Clinton O'Daniel, John Jerold Barrett
Hearing Site: Denver, CO
Checkmark Icon$85,467

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