20-01934 | 11/25/2022 | Claimant(s): Jack Thomas Claimant Lawyers(s): W. D. Masterson Respondent(s): USAA Investment Services Company Respondent Lawyers(s): David W. Erb Arbitrator(s): James W. Kerr, John Kenneth Popham, Brian Patrick Ashley Hearing Site: Dallas, TX
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17-02847 | 04/23/2019 | Claimant(s): Daniel Alivernini Claimant Lawyers(s): Brittany Weiner Respondent(s): USAA Financial Advisors. Respondent Lawyers(s): David W. Erb Arbitrator(s): William F. Skewes, Samuel L. McClaren, John Jerold Barrett Hearing Site: Denver, CO
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18-00174 | 10/05/2018 | Claimant(s): John Scott Claimant Lawyers(s): David W. Erb Respondent(s): Morgan Stanley Respondent Lawyers(s): Christopher M. Sacco Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC
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17-01463 | 06/12/2018 | Claimant(s): Sue Cheung Claimant Lawyers(s): Martin Unger Respondent(s): USAA Financial Advisors. Respondent Lawyers(s): David W. Erb Arbitrator(s): Mitchell Regenbogen Hearing Site: New York, NY
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11-01601 | 02/20/2013 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): David W. Erb Respondent(s): Michael Duprey, Bluemont Capital Advisors Respondent Lawyers(s): Hannah Berkowitz, Jason W. Gaarder Arbitrator(s): William H. Malloy, Stephany Adriene Watson, Randy Cepuch Hearing Site: Washington, DC
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12-00330 | 02/08/2013 | Claimant(s): David Parker Claimant Lawyers(s): Gerald F. Smith Respondent(s): First Citizens Securities Corporation Respondent Lawyers(s): David W. Erb Arbitrator(s): Bernadette F. Rasmussen, William F. Julavits, John E. Allison Hearing Site: Columbia, SC
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09-02316 | 03/09/2011 | Claimant(s): Jay Wilen, Robert Paff Claimant Lawyers(s): David W. Erb Respondent(s): AXA Advisors, AXA Network Respondent Lawyers(s): Kenneth O'Connor Arbitrator(s): Daniel J. Donovan, Sandra Lee Dolan, William O. SanFord Hearing Site: Baltimore, MD
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10-01047 | 03/30/2010 | Claimant(s): BB&T Investment Services. Claimant Lawyers(s): T.Jonathan Adams Respondent(s): Wells Fargo Advisors, Gray Daus Respondent Lawyers(s): David W. Erb Arbitrator(s): Robert S. Zuckerman, Robert A. Ames, Celeste A. Beron Hearing Site: Charlotte, NC
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