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FINRA Awards for AXA Network

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Displaying 10 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0346903/04/2020Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Raha Assadi
Respondent(s): Scott McVicker
Respondent Lawyers(s): Scott Evans McVicker
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Denver, CO
19-0179702/03/2020Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Ricardo Urrutia
Respondent Lawyers(s): Ricardo Enrique Urrutia
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
19-0170512/05/2019Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): David Schrank
Respondent Lawyers(s): David Jay Schrank
Arbitrator(s): Jack Friedman
Hearing Site: Newark, NJ
19-0170811/06/2019Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Carolyn Neale
Respondent Lawyers(s): Carolyn Joan Neale
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
19-0097508/20/2019Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Amanda Sotak
Respondent(s): Anthony Costanzo
Respondent Lawyers(s): Anthony L. Costanzo
Arbitrator(s): Elliott Finkel
Hearing Site: Los Angeles, CA
16-0316907/23/2019Claimant(s): Jeffrey Feld
Claimant Lawyers(s): Bradley P. Rothman
Respondent(s): AXA Advisors, AXA Network
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): Roy B. Gonas, Erika Deutsch Rotbart, Robert C. Harris
Hearing Site: Boca Raton, FL
17-0146702/16/2018Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Amanda Sotak
Respondent(s): David Moore
Respondent Lawyers(s): Otto F. Feil
Arbitrator(s): John F. Allgood
Hearing Site: Atlanta, GA
14-0295004/10/2015Claimant(s): AXA Advisors, AXA Network, L.L.C.
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): Michael Mendelsohn
Respondent Lawyers(s): Michael Mendelsohn
Arbitrator(s): Steven N. Ainbinder
Hearing Site: Boca Raton, FL
14-0011109/03/2014Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Matthew Thibaut
Respondent(s): Peter Benvenuto
Respondent Lawyers(s): Peter Leonard Benvenuto
Arbitrator(s): Stuart Harvey Ziegler
Hearing Site: Orlando, FL
14-0002406/06/2014Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Harry Frisch
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Richard N. Kelmans
Hearing Site: Philadelphia, PA

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