| 23-02754 | 08/30/2024 | Claimant(s): Michael Beard
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Denver, CO
| | |
| 22-01477 | 08/26/2024 | Claimant(s): Brad Vermilyea
Claimant Lawyers(s): David W. Miller
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Katherine L. Schuerman
Arbitrator(s): Mary C. Davis, Joshua Joseph Paiva, Lynda Riebel
Hearing Site: Denver, CO
|  | $117,557 |
| 23-01662 | 08/15/2024 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Peter S. Fruin
Respondent(s): Anthony Paul, Nicholas Hamilton
Respondent Lawyers(s): Kevin D. Galbraith
Arbitrator(s): Joseph M. Costello, Michael J Norton, Rick Gale Doty
Hearing Site: Denver, CO
| | |
| 21-02983 | 08/14/2024 | Claimant(s): Herbert White, Suzanne Charrin
Claimant Lawyers(s): David Olsky
Respondent(s): Brian Marston, Kimberly Dale
Respondent Lawyers(s): James N. Thomaidis, Patrick Gillette
Arbitrator(s): Charles G. Michaels, Adam Michael Porter, Robert Lee Walters
Hearing Site: Denver, CO
| | |
| 23-02934 | 08/05/2024 | Claimant(s): Kurt Cambier
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Kristina J. Branstetter
Arbitrator(s): Steve A. Miller, Ronald G. Guida, Lynn Hirschfeld Brahin
Hearing Site: Denver, CO
| | |
| 23-02310 | 07/08/2024 | Claimant(s): Michael Mcgregor
Claimant Lawyers(s): Harris Freedman
Respondent(s): Harrison Douglas.
Respondent Lawyers(s): Doouglas W. Schriner
Arbitrator(s): Adam Michael Porter
Hearing Site: Denver, CO
| | |
| 22-02808 | 07/01/2024 | Claimant(s): Michael Huttner
Claimant Lawyers(s): David Allen
Respondent(s): Young America Capital
Respondent Lawyers(s): Maxim Nowak
Arbitrator(s): Frances Johnson Wright, Donald Salcito, Kyu H. Kim
Hearing Site: Denver, CO
| | |
| 23-02858 | 06/14/2024 | Claimant(s): Amy Duncan
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Moloney Securities Co..
Respondent Lawyers(s): Matthew D. Turner
Arbitrator(s): Adam Michael Porter
Hearing Site: Denver, CO
| | |
| 22-02250 | 06/13/2024 | Claimant(s): Daniel Voigt, Lauren Voigt
Claimant Lawyers(s): Daniel Voigt
Respondent(s): Lion Street Financial
Respondent Lawyers(s): Max C. Rudolf
Arbitrator(s): Ilene T. Gormly, Andrew Barton, Robert Lee Walters
Hearing Site: Denver, CO
| | Expungement |
| 23-02960 | 06/03/2024 | Claimant(s): Eric Duncan
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Moloney Securities Co..
Respondent Lawyers(s): Matthew D. Turner
Arbitrator(s): Michael F. Jordan
Hearing Site: Denver, CO
| | |
