22-01207 | 11/11/2024 | Claimant(s): Birchwood Resources., Detroit Street Partners. Claimant Lawyers(s): Jason J. Kane Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Ronald J. Tomassi Arbitrator(s): Richard J. Lawrence, Mark J. Loewenstein, Robert M. Fusfeld Hearing Site: Denver, CO
| | Expungement |
23-03601 | 10/31/2024 | Claimant(s): Richard Treat Claimant Lawyers(s): Matthew N. Thibaut Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Justin Sacca Arbitrator(s): Leonard Arthur Nelson Hearing Site: Denver, CO
| | $0 |
22-01398 | 10/23/2024 | Claimant(s): Daniel Simon Claimant Lawyers(s): Kalju Nekvasil Respondent(s): John Schlagheck Respondent Lawyers(s): John Francis Schlagheck Arbitrator(s): Leonard M. Goldstein, Dennis C Moore, Craig Zofchak Hearing Site: Denver, CO
| | $122,402 |
24-00505 | 09/27/2024 | Claimant(s): Anthony Slaybaugh Claimant Lawyers(s): Alexander Padla Respondent(s): Lincoln Financial Distributors. Respondent Lawyers(s): Michael Arnold Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO
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23-02754 | 08/30/2024 | Claimant(s): Michael Beard Claimant Lawyers(s): Peter Lindholm Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Denver, CO
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22-01477 | 08/26/2024 | Claimant(s): Brad Vermilyea Claimant Lawyers(s): David W. Miller Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Katherine L. Schuerman Arbitrator(s): Mary C. Davis, Joshua Joseph Paiva, Lynda Riebel Hearing Site: Denver, CO
| | $117,557 |
23-01662 | 08/15/2024 | Claimant(s): Raymond James Financial Services. Claimant Lawyers(s): Peter S. Fruin Respondent(s): Anthony Paul, Nicholas Hamilton Respondent Lawyers(s): Kevin D. Galbraith Arbitrator(s): Joseph M. Costello, Michael J Norton, Rick Gale Doty Hearing Site: Denver, CO
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21-02983 | 08/14/2024 | Claimant(s): Herbert White, Suzanne Charrin Claimant Lawyers(s): David Olsky Respondent(s): Brian Marston, Kimberly Dale Respondent Lawyers(s): James N. Thomaidis, Patrick Gillette Arbitrator(s): Charles G. Michaels, Adam Michael Porter, Robert Lee Walters Hearing Site: Denver, CO
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23-02934 | 08/05/2024 | Claimant(s): Kurt Cambier Claimant Lawyers(s): Tosh Grebenik Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Kristina J. Branstetter Arbitrator(s): Steve A. Miller, Ronald G. Guida, Lynn Hirschfeld Brahin Hearing Site: Denver, CO
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23-02310 | 07/08/2024 | Claimant(s): Michael Mcgregor Claimant Lawyers(s): Harris Freedman Respondent(s): Harrison Douglas. Respondent Lawyers(s): Doouglas W. Schriner Arbitrator(s): Adam Michael Porter Hearing Site: Denver, CO
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