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FINRA Awards for Richard J. Lawrence

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0351211/15/2024Claimant(s): Brandon Rosenbaum
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Richard J. Lawrence
Hearing Site: Seattle, WA
22-0120711/11/2024Claimant(s): Birchwood Resources., Detroit Street Partners.
Claimant Lawyers(s): Jason J. Kane
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Ronald J. Tomassi
Arbitrator(s): Richard J. Lawrence, Mark J. Loewenstein, Robert M. Fusfeld
Hearing Site: Denver, CO
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