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FINRA Awards for Robert Lee Walters

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0298308/14/2024Claimant(s): Herbert White, Suzanne Charrin
Claimant Lawyers(s): David Olsky
Respondent(s): Brian Marston, Kimberly Dale
Respondent Lawyers(s): James N. Thomaidis, Patrick Gillette
Arbitrator(s): Charles G. Michaels, Adam Michael Porter, Robert Lee Walters
Hearing Site: Denver, CO
22-0225006/13/2024Claimant(s): Daniel Voigt, Lauren Voigt
Claimant Lawyers(s): Daniel Voigt
Respondent(s): Lion Street Financial
Respondent Lawyers(s): Max C. Rudolf
Arbitrator(s): Ilene T. Gormly, Andrew Barton, Robert Lee Walters
Hearing Site: Denver, CO
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