Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 24-00229 | 11/01/2024 | Claimant(s): Christopher Allen Claimant Lawyers(s): Peter Lindholm Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Kenneth J. Horowitz Hearing Site: Jersey City, NJ | ||
| 23-02871 | 10/23/2024 | Claimant(s): Andrew Stout Claimant Lawyers(s): Peter Lindholm Respondent(s): WAMU Investments., UBS Financial Services Inc., Citicorp Investment Services Respondent Lawyers(s): Adam Kaufforate Officer, John Murphy Arbitrator(s): Constance Ellen Boukidis Hearing Site: Los Angeles, CA | ||
| 23-02895 | 10/08/2024 | Claimant(s): Shawn Spellacy Claimant Lawyers(s): Peter Lindholm Respondent(s): Calton & Associates. Respondent Lawyers(s): Saad Rahmouni Idrissi Arbitrator(s): John J. Fitzpatrick Hearing Site: San Francisco, CA | ||
| 23-02851 | 09/30/2024 | Claimant(s): Ryan Malloch Claimant Lawyers(s): Peter Lindholm Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 23-02291 | 09/06/2024 | Claimant(s): Brendan Poole Claimant Lawyers(s): Peter Lindholm Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Sara S. Dorland Arbitrator(s): Cherie S. Lewis Hearing Site: Los Angeles, CA | ||
| 23-02754 | 08/30/2024 | Claimant(s): Michael Beard Claimant Lawyers(s): Peter Lindholm Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Denver, CO | ||
| 23-02829 | 08/06/2024 | Claimant(s): Augustine Choi Claimant Lawyers(s): Peter Lindholm Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Thomas R. Watkins Hearing Site: Los Angeles, CA | ||
| 23-01453 | 08/06/2024 | Claimant(s): Jeffery Sorensen Claimant Lawyers(s): Peter Lindholm Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 23-02821 | 08/02/2024 | Claimant(s): Joseph Liana Claimant Lawyers(s): Peter Lindholm Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): James M. Rhodes Hearing Site: New York, NY | ||
| 23-02896 | 07/18/2024 | Claimant(s): Thomas Charmley Claimant Lawyers(s): Peter Lindholm Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): William W. Haskell Hearing Site: San Francisco, CA |