Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 24-00229 | 11/01/2024 | Claimant(s): Christopher Allen Claimant Lawyers(s): Peter Lindholm Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Kenneth J. Horowitz Hearing Site: Jersey City, NJ | ||
| 12-01587 | 09/10/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitch Albert Respondent(s): Christopher Allen Respondent Lawyers(s): Christopher Michael Allen Arbitrator(s): Laurent C. Vonderweidt Hearing Site: Los Angeles, CA | ||
| 10-03511 | 10/04/2011 | Claimant(s): Angela Allen, Christopher Allen, Angela Allen IRA, Christopher M. Allen IRA Claimant Lawyers(s): Bruce W. Barnes Respondent(s): Thinkorswim. Respondent Lawyers(s): Howard J. Kaplan Arbitrator(s): Diana A. Weiner, Dennis R. Sullivan, Charles W. Lavender Hearing Site: Tampa, FL |  | $228,000 |