15-01041 | 05/25/2016 | Claimant(s): Martin Brewer, Richard Weber Claimant Lawyers(s): Kalju Nekvasil Respondent(s): Legend Securities. Respondent Lawyers(s): Lawrence R. Gelber Arbitrator(s): Nicholas John Taldone, Diana A. Weiner, Jacquelyn M. Shannon Hearing Site: Tampa, FL
| | $161,030 |
13-03509 | 08/12/2015 | Claimant(s): Ruben Gardner Claimant Lawyers(s): Philip J. Snyderburn Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Diana A. Weiner, Jacquelyn M. Shannon, Eric Zimmer Hearing Site: Tampa, FL
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11-03330 | 12/19/2012 | Claimant(s): Joseph Dougherty Claimant Lawyers(s): Michael Hill Respondent(s): FS2 Capital Partners Respondent Lawyers(s): Glenn A. Weiner Arbitrator(s): Robert H. Nelson, Diana A. Weiner, John Winslow Griesser Hearing Site: Orlando, FL
| | |
11-03503 | 08/21/2012 | Claimant(s): Joe Forrest Claimant Lawyers(s): Ronald W. Chapman Respondent(s): Paul Arnold Respondent Lawyers(s): Paul Arnold Arbitrator(s): Bernard S. Carrey, Edith N. Dinneen, Diana A. Weiner Hearing Site: Tampa, FL
| | $986,135 |
10-03719 | 11/04/2011 | Claimant(s): Jack Beattie Claimant Lawyers(s): Philip J. Snyderburn Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Marc S. Piven, Marc T. Danon, Diana A. Weiner Hearing Site: Orlando, FL
| | $230,000 |
10-03511 | 10/04/2011 | Claimant(s): Angela Allen, Christopher Allen, Angela Allen IRA, Christopher M. Allen IRA Claimant Lawyers(s): Bruce W. Barnes Respondent(s): Thinkorswim. Respondent Lawyers(s): Howard J. Kaplan Arbitrator(s): Diana A. Weiner, Dennis R. Sullivan, Charles W. Lavender Hearing Site: Tampa, FL
| | $228,000 |
09-07051 | 03/11/2011 | Claimant(s): Ross Carter and Jane Carter Claimant Lawyers(s): Robert K. Savage Respondent(s): Morgan Stanley, Morgan Stanley & Co. Respondent Lawyers(s): Lisa B. Dodge Arbitrator(s): Diana A. Weiner, Jason D. White, Oliver J. Janney Hearing Site: Tampa, FL
| | Expungement |
09-04501 | 10/28/2010 | Claimant(s): Herschel Zarecor, Herschel Zarecor III IRA, Mona Zarecor, Herschel and Mona Zarecor Claimant Lawyers(s): Howard B. Prossnitz Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Larry E. Mobley Arbitrator(s): Diana A. Weiner, Louis M. Skydell, Richard A. Van Kalker Hearing Site: Little Rock, AR
| | $541,000 |
06-03938 | 11/21/2008 | Claimant(s): Estate of Ellen Tangeman Murphy Claimant Lawyers(s): S. David Anton Respondent(s): Jeffrey Dunham, Dunham and Associates Investment Assoc Respondent Lawyers(s): Adam R. Alaee, Joseph D. Edmondson Arbitrator(s): Donald R. Ormrod, Diana A. Weiner, Ken Ziesenheim Hearing Site: Tampa, FL
| | $0 |
07-01743 | 11/05/2008 | Claimant(s): General Investments. Claimant Lawyers(s): Thomas D. Jackson Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Diana A. Weiner, Gail E. Sasnett-Stauffer, Marshal H. Emerson Hearing Site: Tampa, FL
| | $0 |