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FINRA Awards for S. David Anton

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0361307/23/2013Claimant(s): Asset Protection Plans.
Claimant Lawyers(s): S. David Anton
Respondent(s): Oppenheimer & Co.., Joseph Vaccaro
Respondent Lawyers(s): Peter Byer, Ruthann Granito Niosi
Arbitrator(s): Richard R. Logsdon, Darlene M. Andert, Steele Thomas Williams
Hearing Site: Tampa, FL
Checkmark Icon$0
06-0393811/21/2008Claimant(s): Estate of Ellen Tangeman Murphy
Claimant Lawyers(s): S. David Anton
Respondent(s): Jeffrey Dunham, Dunham and Associates Investment Assoc
Respondent Lawyers(s): Adam R. Alaee, Joseph D. Edmondson
Arbitrator(s): Donald R. Ormrod, Diana A. Weiner, Ken Ziesenheim
Hearing Site: Tampa, FL
Checkmark Icon$0

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