| 20-01600 | 10/30/2020 | Claimant(s): Victor Lizardi
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Ron Pekoe, Thomas Joseph Atkinson, Ken Ziesenheim
Hearing Site: Orlando, FL
| | |
| 18-03720 | 08/30/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Michael Fitch
Respondent Lawyers(s): Victor Bayata
Arbitrator(s): Ken Ziesenheim, Gerald Thomas Harper, Sidney Andrew Roman
Hearing Site: Orlando, FL
| | |
| 18-00249 | 06/19/2018 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Michael D Bressan
Respondent(s): Daniel Abel
Respondent Lawyers(s): Ronald Angerer
Arbitrator(s): Ken Ziesenheim, Cecelia Dianne Jefferson, Bryan Robert Rendzio
Hearing Site: Jacksonville, FL
| | |
| 16-03521 | 02/01/2018 | Claimant(s): Ryan Wyatt
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Advisors, Wunderlich Securities.
Respondent Lawyers(s): Patricia E. Cowart, Tracy Wiswall
Arbitrator(s): Marc T. Danon, Ken Ziesenheim, John Briggs
Hearing Site: Orlando, FL
| | |
| 13-02701 | 11/13/2013 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A Kenedy
Respondent(s): Michael Miller
Respondent Lawyers(s): Michael Douglas Miller
Arbitrator(s): Thomas J. Patka, Ken Ziesenheim, John Hughes Verchot
Hearing Site: Tampa, FL
| | |
| 12-03564 | 10/17/2013 | Claimant(s): Apostle Solomon
Claimant Lawyers(s): Randall C. Place
Respondent(s): Adam Rosenfeld, Morgan Stanley
Respondent Lawyers(s): Lisa B. Dodge, Richard L. Martens
Arbitrator(s): Mark C. Perry, Edward R. Niederriter, Ken Ziesenheim
Hearing Site: Miami, FL
|  | Expungement |
| 06-03938 | 11/21/2008 | Claimant(s): Estate of Ellen Tangeman Murphy
Claimant Lawyers(s): S. David Anton
Respondent(s): Jeffrey Dunham, Dunham and Associates Investment Assoc
Respondent Lawyers(s): Adam R. Alaee, Joseph D. Edmondson
Arbitrator(s): Donald R. Ormrod, Diana A. Weiner, Ken Ziesenheim
Hearing Site: Tampa, FL
| | $0 |
