| 16-03521 | 02/01/2018 | Claimant(s): Ryan Wyatt
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Advisors, Wunderlich Securities.
Respondent Lawyers(s): Patricia E. Cowart, Tracy Wiswall
Arbitrator(s): Marc T. Danon, Ken Ziesenheim, John Briggs
Hearing Site: Orlando, FL
| | |
| 14-01998 | 11/20/2017 | Claimant(s): James Farrant
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Candida Bobonis Roig, Dario Ochoa, Franco Fullana, Santander Securities LLC
Respondent Lawyers(s): Matthew E. Wolper, Sara Lydia Velez-Santiago
Arbitrator(s): James W. Geiger, Marc T. Danon, Ronald Charles Waters
Hearing Site: San Juan, PR
|  | Expungement |
| 16-01908 | 09/06/2017 | Claimant(s): Helene Brandon, Helene Brandon Rev Trust U/A DTD 8-6-03
Claimant Lawyers(s): Jerard C. Heller
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): T.R. Bynum III
Arbitrator(s): Marc T. Danon, Alfred L. Simon, Stacey Rosenthal
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-03476 | 05/16/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barny Notes Holding
Claimant Lawyers(s): Patrick G. King
Respondent(s): Michael Smith
Respondent Lawyers(s): Aaron A. Wernick
Arbitrator(s): Marc T. Danon, Bruce M. Alster, Robert J. Buchner
Hearing Site: Boca Raton, FL
| | |
| 16-00290 | 03/09/2017 | Claimant(s): Elsie Hernandez Ferrari, Elsie, Herman and Annette Hernadez
Claimant Lawyers(s): Melanie S. Cherdack
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Alise J. Henry
Arbitrator(s): Marc T. Danon, Stuart K. Furman, Kenrick Albert Pratt
Hearing Site: Miami, FL
| | $505,000 |
| 16-00467 | 10/10/2016 | Claimant(s): Harold Sherman
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley & Co., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest, Timothy B. Atkins
Arbitrator(s): Marc T. Danon, Raymond E. Cornelius, Richard Merritt Langway
Hearing Site: Orlando, FL
| | Expungement |
| 14-01580 | 06/29/2016 | Claimant(s): Noor Barsar
Claimant Lawyers(s): Jared Levy
Respondent(s): Wells Fargo Advisors, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joelle A. Simms, Patricia E. Cowart
Arbitrator(s): Marc T. Danon, Carl Shechter, Herbert Branitsky
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-00630 | 12/23/2014 | Claimant(s): Howard Kobrin
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Steven M. Greenbaum, Marc T. Danon, Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
| | |
| 12-00929 | 01/17/2014 | Claimant(s): John Frei, John P. Frei Revocable Trust Dated 1/25/
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Gregory Levine, Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Marc T. Danon, Benjamin L. Abramowitz, Joseph John Mantione
Hearing Site: Orlando, FL
| | Expungement |
| 11-03579 | 03/08/2013 | Claimant(s): Barbara LaVerde, Ronald LaVerde, Barbara A. LaVerda Rev. Trust, Ronald J. Laverde Rev. Trust
Claimant Lawyers(s): Scott Konopka
Respondent(s): Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc., Thomas Barnwell
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Marc T. Danon, Sydney E. Blum, Jeanne Charles Wood
Hearing Site: Boca Raton, FL
| | Expungement |
