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FINRA Awards for Herbert Branitsky

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Displaying 10 out of 28 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0120202/10/2022Claimant(s): Patricia Mezzancello, DCB321
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): David McCorison
Respondent Lawyers(s): Denis Dice
Arbitrator(s): Herbert Branitsky, Alessandra Piras Torrens, Peter Frank Ferola
Hearing Site: Boca Raton, FL
Checkmark Icon$0
20-0154201/05/2022Claimant(s): Jennifer D. Port as Trustee, Lawrence A. Savarese, Jr. as Trustee
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Herbert Branitsky, Mitchell Stephen Feig, Margo Leslie Green
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
18-0381509/14/2021Claimant(s): Robert McCabe
Claimant Lawyers(s): Jonathan B. Butler
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Beth A. Black
Arbitrator(s): Herbert Branitsky, Ellen J. Abrams, Laura Jeanette Bornheimer
Hearing Site: Boca Raton, FL
20-0214607/09/2021Claimant(s): Hernan Fonseca
Claimant Lawyers(s): Harris Freedman
Respondent(s): Amfin Investment Services.
Respondent Lawyers(s): Carol S. Severino
Arbitrator(s): Herbert Branitsky
Hearing Site: Boca Raton, FL
19-0338502/23/2021Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Gaetano Magarelli
Respondent Lawyers(s): Gaetano Magarelli
Arbitrator(s): Herbert Branitsky
Hearing Site: Boca Raton, FL
18-0167801/11/2019Claimant(s): Daryn Pingleton
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Randi Spallina
Arbitrator(s): Herbert Branitsky
Hearing Site: Boca Raton, FL
14-0194604/30/2018Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance
Claimant Lawyers(s): Edward J. Heffernan
Respondent(s): Miguel Ballestas
Respondent Lawyers(s): Jarrod J. Malone
Arbitrator(s): Joel H. Holzer, Lawrence S. Silver, Herbert Branitsky
Hearing Site: Ft. Lauderdale, FL
15-0124110/21/2016Claimant(s): Michael Rose, The Amended Michael I. Rose Rev Living T
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Donald Corbett
Arbitrator(s): Michael Lau, Herbert Branitsky, Mark A Bilawsky
Hearing Site: Boca Raton, FL
Checkmark Icon$13,050
14-0382709/01/2016Claimant(s): Renee Kelsch
Claimant Lawyers(s): Jared A Levy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia Cowart
Arbitrator(s): Bruce K. Isenberg, Herbert Branitsky, Harry Albirt
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
14-0158006/29/2016Claimant(s): Noor Barsar
Claimant Lawyers(s): Jared Levy
Respondent(s): Wells Fargo Advisors, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joelle A. Simms, Patricia E. Cowart
Arbitrator(s): Marc T. Danon, Carl Shechter, Herbert Branitsky
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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