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FINRA Awards for Miguel Ballestas

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0194604/30/2018Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance
Claimant Lawyers(s): Edward J. Heffernan
Respondent(s): Miguel Ballestas
Respondent Lawyers(s): Jarrod J. Malone
Arbitrator(s): Joel H. Holzer, Lawrence S. Silver, Herbert Branitsky
Hearing Site: Ft. Lauderdale, FL

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