20-03677 | 01/27/2022 | Claimant(s): Karim Maskatiya, MAM 1 Properties, LLLP, Karim Maskatiya Revocable Trust Claimant Lawyers(s): Matthew J. Fisher Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): J. Matthew Haws Arbitrator(s): Steven Gerard Goerke, Lawrence S. Silver, Leonard Michael Cusano Hearing Site: Boca Raton, FL
| | $0 |
19-01162 | 12/08/2021 | Claimant(s): Timothy Ratty Claimant Lawyers(s): Curtis Carlson Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): Lawrence S. Silver, Will Murphy, Anthony Oreste Arcuni Hearing Site: Boca Raton, FL
| | |
20-02377 | 11/08/2021 | Claimant(s): Michael Robinson Claimant Lawyers(s): Neil A. Sussman Respondent(s): Jeffrey Kemp, Janney Montgomery Scott LLC Respondent Lawyers(s): Theodore R. Snyder Arbitrator(s): Martin A. Feigenbaum, Lawrence S. Silver, Marvin S. Lava Hearing Site: Boca Raton, FL
| | Expungement |
20-01659 | 10/15/2021 | Claimant(s): Neil Krauter, The Krauter Group Claimant Lawyers(s): Patrick Gaffney Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph L. Calabrese Arbitrator(s): Lawrence S. Silver, Steven E. Eisenberg, Kimberlee Ann Fowler Hearing Site: Boca Raton, FL
| | $0 |
14-01946 | 04/30/2018 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Claimant Lawyers(s): Edward J. Heffernan Respondent(s): Miguel Ballestas Respondent Lawyers(s): Jarrod J. Malone Arbitrator(s): Joel H. Holzer, Lawrence S. Silver, Herbert Branitsky Hearing Site: Ft. Lauderdale, FL
| | |
15-03421 | 03/20/2018 | Claimant(s): Antonio Gnocchi Franco, A.G. Franco Law Off. Pension Plan 1/1/89 Claimant Lawyers(s): Melanie S. Cherdack Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Randi Perry Spallina, Sara Soto Arbitrator(s): Lawrence S. Silver, Gilbert A. Schnirman, Will Murphy Hearing Site: Miami, FL
| | $270,639 |
12-02582 | 01/13/2015 | Claimant(s): Blue Bank International N.V. Claimant Lawyers(s): Ralph M. Stone Respondent(s): Mark Yale, HSBC Securities (USA) Inc. Respondent Lawyers(s): Robert B. Ericson Arbitrator(s): Lawrence S. Silver, Donald Theodore Ryce, Paul Chernis Hearing Site: Miami, FL
| | $3,250,000 |
12-03168 | 11/10/2014 | Claimant(s): Ari Golan Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Amy Bard Arbitrator(s): Bernard A. Becker, Lawrence S. Silver, Thomas Roy Spencer Hearing Site: Miami, FL
| | Expungement |
12-00188 | 12/02/2013 | Claimant(s): Deborah Stubbs, Harold Thomas, Victoria Smith Claimant Lawyers(s): Andrew V. Tramont, Lawrence A. Kellogg Respondent(s): Jose Valenzuela, PFS Investments Inc. Respondent Lawyers(s): Mark F. Raymond, Richard L. Martens Arbitrator(s): Roy B. Gonas, Lawrence S. Silver, Sidney J. Wartel Hearing Site: Miami, FL
| | $585,908 |
11-00782 | 09/19/2012 | Claimant(s): Richard Winslow Claimant Lawyers(s): Jeffrey R. Sonn Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Lawrence S. Silver, Herbert Branitsky, Andrew Jay Kohan Hearing Site: Ft. Lauderdale, FL
| | Stipulated Award and Expungement |