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FINRA Awards for Ralph M. Stone

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0258201/13/2015Claimant(s): Blue Bank International N.V.
Claimant Lawyers(s): Ralph M. Stone
Respondent(s): Mark Yale, HSBC Securities (USA) Inc.
Respondent Lawyers(s): Robert B. Ericson
Arbitrator(s): Lawrence S. Silver, Donald Theodore Ryce, Paul Chernis
Hearing Site: Miami, FL
Checkmark Icon$3,250,000
12-0043208/22/2013Claimant(s): Russell Thistle, B&B Electroplating
Claimant Lawyers(s): Ralph M. Stone
Respondent(s): Nathalo Menendez, EKN Financial Services Inc.
Respondent Lawyers(s): Nathalo Ian Menendez, Thomas Michael Giugliano
Arbitrator(s): Cynthia H. Plishtin, Arthur Salvatore Guarino, David Nicholas Fiveland
Hearing Site: Newark, NJ
Checkmark Icon$160,000

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