| 13-02265 | 12/01/2014 | Claimant(s): Irmgard Geddes
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): NFP Securities.
Respondent Lawyers(s): Robin Corwin Campbell
Arbitrator(s): Cynthia H. Plishtin, Sam Antar, Jay Alan Kranis
Hearing Site: Newark, NJ
|  | Dismissed by Rule 12206/12504 |
| 12-01209 | 09/05/2014 | Claimant(s): Charles Kinbar, Evelyn Kinbar
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Cynthia H. Plishtin, Joseph H. Cerame, Marilyn Chin
Hearing Site: Newark, NJ
| | Expungement |
| 10-00074 | 12/27/2013 | Claimant(s): Susan Montanti
Claimant Lawyers(s): Emilia M. De Meo
Respondent(s): Obsidian Financial Group
Respondent Lawyers(s): Stephen Grivas
Arbitrator(s): Cynthia H. Plishtin, Joan M. Traub, Walter C. Parrish
Hearing Site: Newark, NJ
| | Expungement |
| 12-00432 | 08/22/2013 | Claimant(s): Russell Thistle, B&B Electroplating
Claimant Lawyers(s): Ralph M. Stone
Respondent(s): Nathalo Menendez, EKN Financial Services Inc.
Respondent Lawyers(s): Nathalo Ian Menendez, Thomas Michael Giugliano
Arbitrator(s): Cynthia H. Plishtin, Arthur Salvatore Guarino, David Nicholas Fiveland
Hearing Site: Newark, NJ
| | $160,000 |
| 10-02584 | 04/25/2012 | Claimant(s): Karabi Sinha
Claimant Lawyers(s): Barry R. Lax
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Daniel R. Korb
Arbitrator(s): Cynthia H. Plishtin, Robert E. Anderson, Joan Marie Chiusano
Hearing Site: Newark, NJ
| | $154,479 |
| 08-01321 | 12/04/2008 | Claimant(s): Fred Betman
Claimant Lawyers(s): Fred S. Betman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Cynthia H. Plishtin, Sandralin J. Kiss, Joseph H. Cerame
Hearing Site: Newark, NJ
| | $10,000 |
| 06-03753 | 05/06/2008 | Claimant(s): Richard B., and Lucy A. Barnes
Claimant Lawyers(s): Devanshu L. Modi
Respondent(s): Summit Equities.
Respondent Lawyers(s): Michael Schwartzberg
Arbitrator(s): Cynthia H. Plishtin, Alan Shaw, Richard V. Adams
Hearing Site: New York, NY
| | $0 |
