| 13-03701 | 10/26/2015 | Claimant(s): Denise Marchese, Denise Marchese TTEE Richard Bachand, Denise Marchese TTEE Jeanne Gallo
Claimant Lawyers(s): Devanshu L. Modi
Respondent(s): Robert Petruski, Morgan Stanley Smith Barney
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Lincoln W. Craighead
Hearing Site: New York, NY
|  | $0 |
| 13-00125 | 03/14/2014 | Claimant(s): Cheraldine Oliver, Joseph Mucerino, THE CHERALDINE OLIVER LIVING TRUST, THE JOSEPH MUCERNO LIVING TRUST
Claimant Lawyers(s): Devanshu L. Modi
Respondent(s): Citigroup Global Markets., Mark Lichtenfeld
Respondent Lawyers(s): Susan E. Mulholland
Arbitrator(s): Philip Levine, Kenneth J. Horowitz, Marilyn Chin
Hearing Site: Newark, NJ
| | Expungement |
| 09-07172 | 09/16/2011 | Claimant(s): Mary Powers
Claimant Lawyers(s): Devanshu L. Modi
Respondent(s): Sean Hannon, Epic Advisors, L.L.C.
Respondent Lawyers(s): Sean Hannon
Arbitrator(s): Thomas M. Crawford, Nathan J. Minucci, Edith M. Novack
Hearing Site: Newark, NJ
| | $120,000 |
| 09-06798 | 08/01/2011 | Claimant(s): Ed Hannon, Noel Hannon, Brooke Hannon, Drew Hannon
Claimant Lawyers(s): Devanshu L. Modi
Respondent(s): Sean Hannon, Epic Advisors
Respondent Lawyers(s): Sean Hannon
Arbitrator(s): Fred S. Pieroni, Charles L. Prothero, Matthew Steven Villa
Hearing Site: Newark, NJ
| | $533,216 |
| 06-03753 | 05/06/2008 | Claimant(s): Richard B., and Lucy A. Barnes
Claimant Lawyers(s): Devanshu L. Modi
Respondent(s): Summit Equities.
Respondent Lawyers(s): Michael Schwartzberg
Arbitrator(s): Cynthia H. Plishtin, Alan Shaw, Richard V. Adams
Hearing Site: New York, NY
| | $0 |
