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FINRA Awards for Susan E. Mulholland

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0179307/25/2014Claimant(s): Daniel Bosch, Margaret Bosch
Claimant Lawyers(s): Richard D. De Vita
Respondent(s): Wells Fargo Advisors, Banc of America Investment Services Inc.
Respondent Lawyers(s): Dominck F. Evangelista, Susan E. Mulholland
Arbitrator(s): Jon Martino, Louis P. Wagman, Jacob Scherer
Hearing Site: Newark, NJ
Checkmark IconExpungement
13-0012503/14/2014Claimant(s): Cheraldine Oliver, Joseph Mucerino, THE CHERALDINE OLIVER LIVING TRUST, THE JOSEPH MUCERNO LIVING TRUST
Claimant Lawyers(s): Devanshu L. Modi
Respondent(s): Citigroup Global Markets., Mark Lichtenfeld
Respondent Lawyers(s): Susan E. Mulholland
Arbitrator(s): Philip Levine, Kenneth J. Horowitz, Marilyn Chin
Hearing Site: Newark, NJ
Checkmark IconExpungement

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