Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-02860 | 03/25/2019 | Claimant(s): George Lawlor Claimant Lawyers(s): Paul W. Thomas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jacqueline R. Meyers Arbitrator(s): William H. Morley, Jon Martino, Susan Romano Hearing Site: New York, NY |  | Dismissed by Rule 12206 |
| 13-02432 | 03/09/2016 | Claimant(s): Brian Melbourne, Brian Shepherd Claimant Lawyers(s): Kevin T. Hoffman Respondent(s): Morgan Stanley Respondent Lawyers(s): Joe Gehring Arbitrator(s): Edward W. Morris, Carol Maria Luttati, Jon Martino Hearing Site: New York, NY | ||
| 13-01793 | 07/25/2014 | Claimant(s): Daniel Bosch, Margaret Bosch Claimant Lawyers(s): Richard D. De Vita Respondent(s): Wells Fargo Advisors, Banc of America Investment Services Inc. Respondent Lawyers(s): Dominck F. Evangelista, Susan E. Mulholland Arbitrator(s): Jon Martino, Louis P. Wagman, Jacob Scherer Hearing Site: Newark, NJ | | Expungement |