20-03998 | 02/14/2022 | Claimant(s): Erwin Knapp, Linda Kelderhouse, Erwin Knapp IRA, Erwin A. Knapp & Marga Knapp JTWROS, Linda Kelderhouse TOD Claimant Lawyers(s): Matt Wolper Respondent(s): David Lerner Associates. Respondent Lawyers(s): Briana K. Huffer Arbitrator(s): William H. Morley, John Michael Richardson, Joyce Diane Campbell Priveterre Hearing Site: New York, NY
| | Expungement |
17-02860 | 03/25/2019 | Claimant(s): George Lawlor Claimant Lawyers(s): Paul W. Thomas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jacqueline R. Meyers Arbitrator(s): William H. Morley, Jon Martino, Susan Romano Hearing Site: New York, NY
| | Dismissed by Rule 12206 |
16-02323 | 12/19/2018 | Claimant(s): Robert Mulholland Claimant Lawyers(s): John D. Singer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Eugene Scalia Arbitrator(s): William H. Morley, Anna Lascar, Rebecca Ann Berlow Hearing Site: New York, NY
| | |
12-01164 | 02/13/2015 | Claimant(s): Linda Stillman Trust Claimant Lawyers(s): Raquel Kraus Respondent(s): Jonathan Stillman, Gilford Securities Incorporated, Linda Stillman Trust Respondent Lawyers(s): Jonathan Stillman, Michael Kalmus Arbitrator(s): Robert S. Getman, Timothy P. Kebbe, William H. Morley Hearing Site: New York, NY
| | Settlement |
08-04142 | 12/02/2009 | Claimant(s): Guya Rai Claimant Lawyers(s): Noah A. Kinigstein Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): Eliza A. Kaiser Arbitrator(s): John N. Polakas, Aaron Tyk, William H. Morley Hearing Site: New York, NY
| | |
06-02419 | 01/27/2009 | Claimant(s): Lucile D. Wulff Trust Account Claimant Lawyers(s): Francine Falcier Antell Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Nancy Gray, Ted Candella Respondent Lawyers(s): Katherine M. McGrail Arbitrator(s): William H. Morley, Joseph H. Cerame, Joseph La Rosa Hearing Site: New York, NY
| | $0 |
06-03827 | 03/18/2008 | Claimant(s): Robert V. Troy, Estate of Eleanor Daly Claimant Lawyers(s): Robert V. Troy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Patrick Taylor Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Scott Pierce, Daniel P. Lund, William H. Morley Hearing Site: New York, NY
| | $0 |