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FINRA Awards for Estate of Eleanor Daly

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0382703/18/2008Claimant(s): Robert V. Troy, Estate of Eleanor Daly
Claimant Lawyers(s): Robert V. Troy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Patrick Taylor
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Scott Pierce, Daniel P. Lund, William H. Morley
Hearing Site: New York, NY
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