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FINRA Awards for Joseph La Rosa

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0429703/12/2010Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Jeffrey Lamboy
Respondent Lawyers(s): Jeffrey Lamboy
Arbitrator(s): Norman J. Reich, Isaac M Zucker, Joseph La Rosa
Hearing Site: New York, NY
06-0241901/27/2009Claimant(s): Lucile D. Wulff Trust Account
Claimant Lawyers(s): Francine Falcier Antell
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Nancy Gray, Ted Candella
Respondent Lawyers(s): Katherine M. McGrail
Arbitrator(s): William H. Morley, Joseph H. Cerame, Joseph La Rosa
Hearing Site: New York, NY
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