Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00996 | 10/17/2019 | Claimant(s): Paul Mante Claimant Lawyers(s): Alex R. Schmidt Respondent(s): The GMS Group Respondent Lawyers(s): Timothy J. Donohue Arbitrator(s): Joseph H. Cerame Hearing Site: New York, NY | ||
| 18-03772 | 10/04/2019 | Claimant(s): Peter Dizdar Claimant Lawyers(s): Brittany Weiner Respondent(s): Invest Financial Corporation Respondent Lawyers(s): Scott R. Forbush Arbitrator(s): Joseph H. Cerame Hearing Site: Newark, NJ | ||
| 18-02137 | 06/27/2019 | Claimant(s): David Wren Claimant Lawyers(s): Derek C. Anderson Respondent(s): Morgan Stanley & Co., Citigroup Global Markets., Cetera Advisors Respondent Lawyers(s): David I. Hantman, Jeremy S. Winer, Jeremy Carr Arbitrator(s): Joseph H. Cerame Hearing Site: Newark, NJ | ||
| 17-00716 | 06/24/2019 | Claimant(s): Christopher Jansen Claimant Lawyers(s): Robert L. Herskovits Respondent(s): Invest Financial Corporation Respondent Lawyers(s): Jessica E. Levine Arbitrator(s): Joseph H. Cerame, F. Peter Phillips, Bruce Edward Walenczyk Hearing Site: Newark, NJ | ||
| 18-04147 | 04/26/2019 | Claimant(s): John Chen Claimant Lawyers(s): John S. Chen Respondent(s): Alight Financial Solutions Respondent Lawyers(s): Matthew Chotkowski Arbitrator(s): Joseph H. Cerame Hearing Site: Newark, NJ |  | $3,574 |
| 18-02409 | 01/18/2019 | Claimant(s): William Hennion Claimant Lawyers(s): Mitra Niknam Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Nikman Arbitrator(s): Joseph H. Cerame Hearing Site: Newark, NJ | ||
| 18-01095 | 10/17/2018 | Claimant(s): John Hudspeth Claimant Lawyers(s): Todd Gutfleisch Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Joseph H. Cerame Hearing Site: Newark, NJ | ||
| 17-01095 | 08/16/2018 | Claimant(s): Halina Kaskiw, Kara Aiello, Kelli Kaskiw, Michael Kaskiw Claimant Lawyers(s): Chad N. Cagan Respondent(s): Stephen Wood Respondent Lawyers(s): Stephen Douglas Wood Arbitrator(s): Joseph H. Cerame, Bryan David Glass, Jay Alan Kranis Hearing Site: Newark, NJ | | $301,423 |
| 18-00030 | 08/07/2018 | Claimant(s): Jean Giresi Claimant Lawyers(s): Jean Giresi Respondent(s): Gabriel Tessar, William Blackford Respondent Lawyers(s): David J. Freniere, Gabriel Gerard Tessar Arbitrator(s): Joseph H. Cerame Hearing Site: New York, NY | | $0 |
| 17-03218 | 07/11/2018 | Claimant(s): Brian Marzulli Claimant Lawyers(s): Alex R. Schmidt Respondent(s): Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Joseph H. Cerame Hearing Site: New York, NY |