| 20-03102 | 05/03/2021 | Claimant(s): Phil Scott
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Robert M Stein
Hearing Site: Seattle, WA
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| 20-02972 | 04/29/2021 | Claimant(s): Jason Ortiz
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): James A. Murphy
Hearing Site: Chicago, IL
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| 20-03205 | 04/16/2021 | Claimant(s): Kevin Higginbotham
Claimant Lawyers(s): Kurt T. Kalberer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Mollie Wagner Neal
Hearing Site: Atlanta, GA
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| 20-02898 | 04/15/2021 | Claimant(s): Kevin Keith
Claimant Lawyers(s): Brian Luther
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
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| 20-01997 | 04/10/2021 | Claimant(s): Glen Ringwall, Mark Manion
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Michael J. Meeusen
Hearing Site: Milwaukee, WI
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| 20-03042 | 04/09/2021 | Claimant(s): David Golson
Claimant Lawyers(s): Sarah K. Yates
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Robert J. Gregory
Hearing Site: Birmingham, AL
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| 20-02509 | 04/05/2021 | Claimant(s): Erik Bjerke
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
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| 20-02712 | 03/31/2021 | Claimant(s): Jimmy Barker
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Nashville, TN
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| 20-03021 | 03/24/2021 | Claimant(s): Hector Gonzalez
Claimant Lawyers(s): Viviana I. Gonzalez-Irizarry
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 20-02211 | 03/17/2021 | Claimant(s): Christopher Burque
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Kathy A. Tatone
Hearing Site: Minneapolis, MN
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