| 22-02697 | 10/06/2023 | Claimant(s): Edward Deicke
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): National Securities Corporation, Prudential Equity Group
Respondent Lawyers(s): Emily A. Hayes, Jennifer E. Novoselsky
Arbitrator(s): Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
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| 22-02597 | 07/14/2023 | Claimant(s): Hemant Kathuria
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): A.G.P. / Alliance Global Partners
Respondent Lawyers(s): John Venezia
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
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| 21-02845 | 07/22/2022 | Claimant(s): Seth Marcus
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
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| 20-02509 | 04/05/2021 | Claimant(s): Erik Bjerke
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
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| 20-03252 | 04/01/2021 | Claimant(s): Gregory Katulka
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Deirdre Wolff, Kathryn D. Perreault
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
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| 20-00191 | 07/17/2020 | Claimant(s): Jason Latos
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): J.P. Morgan Securities Inc
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
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| 20-00190 | 07/08/2020 | Claimant(s): Neil Canell
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
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| 19-02546 | 03/26/2020 | Claimant(s): Scott Tittle
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): Edward Jones, Wells Fargo Clearing Services
Respondent Lawyers(s): Darren Goodman, Deirdre Wolff
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
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