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FINRA Awards for J.P. Morgan Securities Inc

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0237311/06/2020Claimant(s): Kurt Maier
Claimant Lawyers(s): David I. Hantman
Respondent(s): J.P. Morgan Securities Inc
Respondent Lawyers(s): Samantha D. Parrish
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
20-0019107/17/2020Claimant(s): Jason Latos
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): J.P. Morgan Securities Inc
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
19-0260101/21/2020Claimant(s): Daniel Pimental
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities Inc
Respondent Lawyers(s): Jeffrey A. Dunlap
Arbitrator(s): Denise L. Presley
Hearing Site: Boston, MA
17-0000101/07/2020Claimant(s): Gigi Jordan
Claimant Lawyers(s): Daniel Kornstein
Respondent(s): Rose Cohen, J.P. Morgan Securities Inc
Respondent Lawyers(s): Eugene Small
Arbitrator(s): Howard L. Sobel, Martin A. Edelstein, Jill I. Gross
Hearing Site: New York, NY
Checkmark IconLack Jurisdiction (Rule 12200/12201)
07-0038508/17/2007Claimant(s): Ana Vasquez
Claimant Lawyers(s): Ricardo A. Bracamonte
Respondent(s): Chase Investment Services Corp., J.P. Morgan Securities Inc
Respondent Lawyers(s): Edwin A. Barkel
Arbitrator(s): Howard W. Shannon, Joe S. Tarrer, Linda M. Parker
Hearing Site: Phoenix, AZ
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