| 12-00438 | 06/29/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Robert Hathaway
Respondent Lawyers(s): Robert W. Hathaway
Arbitrator(s): Joe S. Tarrer
Hearing Site: Phoenix, AZ
| | |
| 10-00638 | 03/12/2012 | Claimant(s): The Sunrise Trust
Claimant Lawyers(s): Susan King
Respondent(s): Morgan Stanley & Co., Timothy McElroy
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Alan J. Duncan, Joe S. Tarrer, James H. McAvoy
Hearing Site: Las Vegas, NV
|  | $0 |
| 10-04142 | 08/19/2011 | Claimant(s): Michael Bender
Claimant Lawyers(s): Carl R. Anderson
Respondent(s): Steve Shmatko, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Joe S. Tarrer
Hearing Site: Phoenix, AZ
| | $0 |
| 09-03601 | 06/14/2010 | Claimant(s): Jack Lang, Tina Lang, The Jack A. & Tina L. Lang Family Trust
Claimant Lawyers(s): Holly C. Hamm, Ross Spence
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michael Lacey, Merrill Lynch Life Agency Inc.
Respondent Lawyers(s): Joseph L. Hood
Arbitrator(s): Mica T. Duncan, Joe S. Tarrer, Richard L. Merkel
Hearing Site: Albuquerque, NM
| | $100,000 |
| 07-00385 | 08/17/2007 | Claimant(s): Ana Vasquez
Claimant Lawyers(s): Ricardo A. Bracamonte
Respondent(s): Chase Investment Services Corp., J.P. Morgan Securities Inc
Respondent Lawyers(s): Edwin A. Barkel
Arbitrator(s): Howard W. Shannon, Joe S. Tarrer, Linda M. Parker
Hearing Site: Phoenix, AZ
| | $0 |
